1. Home
  2. Business & Finance
  3. Mutual Funds
photo of Dustin Woodard

Mutual Funds Blog

By Dustin Woodard, About.com Guide to Mutual Funds since 2000

SEC Mutual Fund Ruling

Friday May 28, 2004
In a unanimous decision, the SEC created a new rule requiring mutual fund managers to report their personal investments in their fund(s) and to abide by other ethical rules. This comes one week after Richard Strong paid $60 million to settle his charges. Visit the SEC site for more information.

Comments

No comments yet. Leave a Comment

Leave a Comment

Line and paragraph breaks are automatic. Some HTML allowed: <a href="" title="">, <b>, <i>, <strike>

Explore Mutual Funds

More from About.com

  1. Home
  2. Business & Finance
  3. Mutual Funds

©2008 About.com, a part of The New York Times Company.

All rights reserved.